Financial Advisor - Complaint

I want to complaint against my financial advisor but I don't know if it's possible and, if yes, where to do it ? I am in Vermont.
David Scott on October 27 at 06:28 AM in Questions about a business
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8 Answer(s)
You can file a complaint in going on this link : https://www.finra.org/investors/file-complaint
 
George Weston on October 27 at 06:34 AM Edited

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NickFury23 on February 02 at 03:19 PM
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Just file a complaint.
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Charles John on January 24 at 04:43 AM
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You can get in touch with the Securities and Exchange Commission's office of investors if you have any issues with an adviser or queries regarding his or her advice. You can also sue if you wish to do so. Additional official complaints can be submitted to the SEC online. The adviser receives a letter from the SEC along with the complaint, and he or she has a deadline for writing back to both the investor and the SEC. On the other hand, see more game-related topic at https://playpc.io/features/the-best-cats-in-video-games-that-left-an-impression/.

donaldriskell on August 24 at 01:55 AM
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