Financial Advisor - Complaint

I want to complaint against my financial advisor but I don't know if it's possible and, if yes, where to do it ? I am in Vermont.

on October 27 2018 at 06:28 AM in Questions about a business

2 Answer(s)

Collect all relevant documents, including contracts, statements, emails, and notes from meetings.

on April 17 2025 at 04:00 AM

You can file a complaint in going on this link : https://www.finra.org/investors/file-complaint

on October 27 2018 at 06:34 AM Edited